Electronic Compliance Object · Colombia
What an agent must know before it acts on a security listed in Colombia: who regulates, where the filings are stored, what is due when, and which state the issuer is in.
| Field | Value | Source |
|---|---|---|
| Regulator | Superintendencia Financiera de Colombia (SFC) - supervises the banking, insurance and securities-market sectors; keeps the Registro Nacional de Valores y Emisores (RNVE) inside SIMEV and sets issuer disclosure instructions under Decreto 2555 de 2010 (Decreto 151 de 2021) www.superfinanciera.gov.co | www.superfinanciera.gov.co www.superfinanciera.gov.co/publicaciones/80102/simevregistro-nacional-de-valores-y-emisores-rnve-80102 |
| Exchange(s) and listings page | not found | pages checked: www.bvc.com.co/ (HTTP 403) · www.bvc.com.co/renta-variable-descripcion-general (HTTP 403) · www.bvc.com.co/pps/tibco/portalbvc/Home/Mercados/dianobursatil?action=dummy (HTTP 403) · Decreto 151 de 2021 text on funcionpublica.gov.co names 'sistemas de negociacion' and the Segundo Mercado but not the exchange |
| Regulated-information store | SIMEV / RNVE on the SFC site: 'La informacion que repose en el SIMEV sera publica' and anyone may consult it (issuer financial statements, year-end reports, quarterly annexes, registered securities, ratings, public offerings) www.superfinanciera.gov.co/SIMEV2 | www.superfinanciera.gov.co/publicaciones/80102/simevregistro-nacional-de-valores-y-emisores-rnve-80102 |
| Periodic disclosure obligations and deadlines | Informe periodico de fin de ejercicio - Emisores Grupo A, C and D (Circular Basica Juridica Parte III Tit. V Cap. I, Anexo 1, created by CE 012 de 2022) — deadline: dentro de los 15 dias habiles siguientes a la fecha de celebracion de la asamblea general de accionistas o del organo que cumpla sus veces (or filing with the competent state body for public entities) Informe periodico de fin de ejercicio - Emisores Grupo B — deadline: dentro de los 90 dias calendario siguientes al dia del cierre del ejercicio contable del emisor Informe periodico trimestral (Grupos A, B, C, D) — deadline: dentro de los 45 dias calendario siguientes al ultimo dia calendario del trimestre que se informa (cut-off dates 31 March, 30 June, 30 September, 31 December) Estados financieros de fin de ejercicio (Cap. I numeral 4.2.1, to SFC) — deadline: dentro de los 90 dias calendario siguientes a la fecha de cierre del respectivo ejercicio; SFC may require individually that they be sent within 60 calendar days | Annex of Circular Externa 012 de 2022 (SFC), file https://www.superfinanciera.gov.co/loader.php?lServicio=Tools2&lTipo=descargas&lFuncion=descargar&idFile=1060259 main text https://www.superfinanciera.gov.co/loader.php?lServicio=Tools2&lTipo=descargas&lFuncion=descargar&idFile=1060237 |
| Ad hoc / inside-information regime | Decreto 2555 de 2010 art. 5.2.4.3.5: relevant information 'debera ser divulgada a traves de la pagina web de la Superintendencia Financiera de Colombia ... inmediatamente se haya producido la situacion o una vez el emisor haya tenido conocimiento de esta, cuando esta se hubiere originado en un tercero'; art. 5.2.4.3.6: SFC may authorise non-disclosure for a maximum period; issuers with securities listed abroad under greater disclosure must disclose the additional information simultaneously in Colombia | www.funcionpublica.gov.co/eva/gestornormativo/norma.php?i=158332 (Decreto 151 de 2021, read with curl -k because of a certificate error) |
| Filing format | Financial information is transmitted to the RNVE via XBRL; an issuer with temporary RNVE registration that does not transmit via XBRL must send the required financial statements of Group 1 NIIF preparers in PDF format | Annex 1 (file idFile=1060259) of Circular Externa 012 de 2022: https://www.superfinanciera.gov.co/loader.php?lServicio=Tools2&lTipo=descargas&lFuncion=descargar&idFile=1060259 |
| ISIN prefix | CO - ANNA member list shows 'Deposito Centralizado de Valores de Colombia - DECEVAL S.A.' as Member for Colombia (ISIN prefix CO); substitute agency CUSIP Global Services anna-web.org/anna-members | anna-web.org/anna-members |
| LEI | LEI = 20-character ISO 17442 code issued by GLEIF-accredited LEI Issuers (LOUs); searchable in the Global LEI Index. No Colombia-specific LEI issuer or issuer obligation read on an official page www.gleif.org/en/about-lei/introducing-the-legal-entity-identifier-lei | www.gleif.org/en/about-lei/introducing-the-legal-entity-identifier-lei |
| Market calendar | not found | pages checked: www.bvc.com.co/pps/tibco/portalbvc/Home/Mercados/dianobursatil?action=dummy (HTTP 403) · www.bvc.com.co/ (HTTP 403 via CloudFront) |
| Filing language(s) | Spanish: periodic information 'Estar redactada en idioma espanol'; financial information of foreign entities in the RNVE must be presented in Spanish (and per home accounting rules, in Colombian pesos and functional currency); if the issuer's official language is not Spanish an official-translation certificate is required; Segundo Mercado foreign issuers present financial information in Spanish and English | Annex 1 and Cap. I (file idFile=1060259) of Circular Externa 012 de 2022 |
| Trading halts page | not found | pages checked: www.bvc.com.co/ (HTTP 403) · www.superfinanciera.gov.co/SIMEV2/informacionrelevantegeneral (title only in capture) |
| Store lookup | SIMEV information-relevant search (informacion relevante general) and RNVE 'Informacion Emisores' (search box 'Buscar Palabras...', categories incl. year-end reports 'Ultimos informes de fin de ejercicio reportados por los emisores de valores'; page last modified 04/03/2020) www.superfinanciera.gov.co/SIMEV2/informacionrelevantegeneral | www.superfinanciera.gov.co www.superfinanciera.gov.co/publicaciones/80200/simevregistro-nacional-de-valores-y-emisores-rnveinformacion-emisores-80200 |
| Node status and door | NODE OPENING · store: SIMEV / RNVE on the SFC site: 'La informacion que repose en el SIMEV sera publica' and anyone may consult it (issuer financial statements, year-end reports, quarterly annexes, registered securities, ratings, public offerings) | the node opens on order; until then the store is the record |
| Signal | Reading | When |
|---|---|---|
| ACM-200 | Cleared | The specified read has cleared the applicable registered checks in the stated context. Printed only when the resolver answered it. |
| ACM-403 | Restricted or halted | Evidence establishes a restriction or an applicable halt. The halt is read from the market's halts page named in the fields. |
| ACM-404 | Not on the register | The named lookup target is absent from this market's register. It establishes neither global absence nor prohibition. |
| ACM-451 | Read the filing | The binding requires the identified filing to be read before a conclusion. The answer names it. |